Exploring the Trenches of FI Claims

Mass arbitration. FINRA disputes. Regulatory risk. US FI Claims are anything but simple and are reshaping how brokers advise clients.

IQUW’s Tristram Prior and Tony Kriesel will be joined by Elan Kandel, a US-based attorney at Bailey Cavalieri, for an exclusive London event designed for brokers placing US financial institutions business into the Lloyd’s market.

What to Expect:

Fintech in Focus

• Understanding claims models
• Exploring the implications of mass arbitration

Broker-Dealer Dynamics

• Who is FINRA?
• How does a FINRA Arbitration play out in practice?
• Considerations for clients, including aggressive plaintiff firms

Private Equity Firms and Portfolio Companies

• Financial distress and bankruptcies

Trump 2.0 and Regulatory Risk

• A comparative look at past and present regulatory approaches

This is your chance to sharpen your US claims knowledge, ask questions, and network with industry peers.

Register below for Exploring the Trenches of FI Claims on Thursday 9 October from 3:15pm at etc.venues | 8 Fenchurch Place, London EC3M 4AJ